Compliance Manager | Control Room | International Bank
We are excited to partner with a leading international bank headquartered in London. They are searching for a talented Compliance Manager to join their Control Room Compliance team. This crucial role within the EMEA Control Room is not just about maintaining information barriers; it’s about proactively managing material non-public information (MNPI), overseeing the Watch and Restricted Lists, and ensuring rigorous compliance with UK Takeover Code disclosures.
Key Responsibilities:
- Monitor and manage information barriers and conflicts of interest across the business
- Maintain and update the Watch and Restricted Lists
- Review institutional research and internal communications
- Contribute to regulatory and legal change initiatives
- Participate in global Control Room projects and risk governance forums
- Liaise regularly with stakeholders across Compliance, Risk and Business units
Experience Required:
- Experience in compliance, control room, or regulatory roles within financial services
- Understanding of investment banking and global markets products
- Strong analytical skills with excellent attention to detail
- Confident communicator with the ability to manage multiple priorities
- Team-oriented, collaborative and proactive mindset
This opportunity offers extensive exposure to compliance within a global banking environment, providing significant development potential for the right candidate.
Interested in hearing more? Please apply for further information.
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
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