Role
As Compliance Lead you will support operational compliance work, help to maintain our overall company policies, and lead on assisting various business areas on understanding and embedding regulatory requirements.
What your day-to-day will look like
- Ensuring appropriate internal oversight is established in accordance with FCA and other regulatory requirements (FOS, PSR), including advising on a variety of regulatory rules, requirements and guidance.
- Reviewing and approving customer communications and financial promotions.
- Reviewing, developing and embedding collaborative compliance oversight and assurance, particularly around internal processes and procedures.
- Drafting policies and procedures, and collaborating with stakeholders across the business to agree content, minimum standards and controls - including providing training.
- Reviewing and challenging business proposals to ensure that there has been adequate consideration of regulatory requirements, and evidencing appropriate actions to ensure delivery of fair customer outcomes.
- Assisting in the delivery of timely responses to external regulatory enquiries - particularly FCA reporting.
About You
- A mid-level compliance manager/officer with an extensive background and experience in payments (acquiring, card issuing) or similar related field
- Strong regulatory reporting experience
- An ability to apply FCA regulations in a way that is user-friendly for a varied audience, and how to seek early engagement for compliance initiatives and programmes.
- Experience of working in a compliance team in a scale-up environment is welcomed, as is exposure you’ve had to operating in different jurisdictions.
- Interest in working with an e-money and payments business, ideally focused on merchant acquiring, and an enthusiasm for innovation in technology.
- Strong experience in the implementation of Consumer Duty
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