A highly regarded US law firm is seeking an experienced Senior Compliance Manager to lead and oversee compliance operations across its London office.
This is a senior, hands‑on role offering real autonomy, visibility, and strategic influence within a collaborative risk and compliance function.
The Role
Reporting to the General Counsel and CFO, this position sits at the heart of the firm’s risk, regulatory, and governance framework. You will take ownership of compliance across multiple jurisdictions, act as a senior regulatory office‑holder, and manage a small but capable team covering AML, conflicts, and business acceptance. The role combines technical excellence with leadership, stakeholder management, and process improvement.
Key Responsibilities
- Act as MLRO and MLCO, with responsibility for AML frameworks, SAR reporting, training, and regulatory filings.
- Serve as COFA, working closely with finance colleagues on regulatory accounts oversight, audits, and controls.
- Partner closely with the COLP to ensure compliance with professional conduct rules and firm authorisation obligations.
- Manage, mentor, and develop compliance team members across risk, AML, and conflicts.
- Act as a key liaison with regulators, auditors, banks, and external advisers.
- Prepare senior‑level compliance reporting and advise partners on regulatory risk issues.
Experience & Background
- Significant senior‑level experience in risk and compliance within a law firm environment.
- Proven experience operating as MLRO, MLCO and COFA (or at equivalent senior level).
- Strong understanding of SRA regulations, Solicitors Accounts Rules, AML legislation, GDPR, and related frameworks.
- Exposure to multi‑jurisdictional or international legal environments is essential.
- Experience managing teams and engaging confidently with partners and senior leadership.
What's on Offer
- Senior leadership role within a prestigious US law firm.
- Hybrid working pattern (3 days office / 2 days remote).
- High level of autonomy and partner exposure.
- Long‑term progression and stability within a growing international platform.
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