OCR is working with an exciting hedge fund seeking an experienced compliance professional to develop and manage the UK compliance programme, while supporting broader trading compliance initiatives across the business. This is a high impact role with clear progression.
Key Responsibilities:
- Oversee and enhance the UK compliance framework in line with FCA requirements
- Advise investment teams on trading regulations (e.g. market abuse, insider trading, short selling) on a day to day basis
- Manage regulatory reporting, including transaction reporting and disclosures
- Lead trade surveillance and support the development of pre- and post-trade controls
- Maintain policies, registers, and regulatory horizon scanning processes
- Support new products, strategies, and regulatory interactions
Key Requirements:
- 8+ years’ compliance experience in a buy side environment, hedge fund preferred
- Strong knowledge of trading regulations, with a particular focus on equities
- Experience across regulatory reporting and trade surveillance
This is an excellent opportunity to join a growing platform in a role that offers both breadth and long-term progression.